SEC

 Breaking News
  • No posts were found

U.S. SEC Issues Statement on Digital Asset Securities Issuance and Trading

Last Friday, November 16, the U.S. Securities and Exchange Commission Division of Corporation Finance, Division of Investment Management, and Division of Trading and Markets issued a “Statement on Digital Asset

Read Full Article
Broker-Dealer, ICO, SEC, US

SEC Takes First Step in Cracking Down on Digital Token Trading Platforms

On November 8, the SEC settled charges against Zachary Coburn, the founder of EtherDelta, a digital token trading platform.  This is the SEC’s first enforcement action against an entity for

Read Full Article
Cryptocurrency, Enforcement, Exchanges, SEC, US

SEC Suspends Trading in Company for Making False Cryptocurrency-Related Claims about SEC Regulation and Registration

Last week we reported that the US SEC stopped a fraudulent ICO that falsely claimed that it had SEC approval.  Yesterday, the SEC suspended trading in the securities of a

Read Full Article
ICO, SEC, US

SEC Stops Fraudulent ICO That Falsely Claimed SEC Approval

The U.S. SEC announced yesterday that it had stopped what sounds like the most brazen fake ICO yet.  According to the complaint, Blockvest LLC not only falsely claimed that it

Read Full Article
ICO, ICO Litigation, SEC, US

SEC and CFTC Charge Bitcoin-Funded Securities Dealer and CEO

On September 27, the US Securities and Exchange Commission (SEC) filed charges against an international securities dealer and its Austria-based

Read Full Article
CFTC, SEC, US

Additional First-Of-Their-Kind Enforcement in the U.S.

Last week we reported that FINRA brought its first-ever disciplinary action in the cryptocurrency space.  But there were also two

Read Full Article
Cryptocurrency, ICO, SEC, US

SEC Rejects Nine Applications to List Exchange-Trade Funds

On August 22, the Securities and Exchange Commission (“SEC”) issued three separate orders rejecting multiple applications which would have allowed

Read Full Article
Exchanges, SEC, US

Lawsuit Brought Against Mark Cuban-Backed Unikrn ICO

Unikrn is an esports gambling startup associated with that raised approximately $31 million through an initial coin offering (“ICO”) in

Read Full Article
ICO Litigation, SEC, US

SEC Bars Perpetrator of Tomahawkcoin ICO Fraud

On August 14, the U.S. Securities and Exchange Commission (the “SEC”) recently obtained permanent officer-and-director and penny stock bars against

Read Full Article
ICO, SEC, US

SEC Rejects the Winklevoss Twins’ Bitcoin Fund

Last year, the SEC rejected an application by Cameron and Tyler Winklevoss for what would have been the first-ever Bitcoin

Read Full Article
Bitcoin, Cryptocurrency, SEC, US

Categories

Location